Download Forms
Open Account (Individual / Joint Account)

Account Opening Form (Individual/Joint Account)
Supplementary Account Opening Form (Joint Account) - secondary account holder
Risk Disclosure Statement - Securities Trading Account
Risk Disclosure Statement - Futures Trading Account
Authorization Letter for Client Money (Securities A/C with Futures A/C)
Authorization Letter for Client Securities (Margin A/C)
W-8BEN
Third Party Authorization Agreement (Trading / Settlement)
Self-Certification Form - indivdual
Investment Suitability Assessment Form - Individual/Joint Account
Personal Information Collection Statement Concerning Northbound China Connect Orders
Alert for US stock trading


Open Account (Corporate Account)

Account Opening Form (Corporate Account)
Risk Disclosure Statement - Securities Trading Account
Risk Disclosure Statement - Futures and Options Trading
Authorization Letter for Client Money (Securities A/C with Futures A/C)
Authorization Letter for Client Securities (For Margin Account)
Deed of Guarantee-Securities (Only for Corporate Account)
Deed of Guarantee-Futures (Only for Corporate Account)
Guarantor Profile Information (Offshore Company)
U.S. Foreign Account Tax Compliance Act ("FATCA") - Self-Certification Form (Corporate Client)
W-8BEN-E
Board Resolution (Sample)
Self-Certification Form - Entity
Self-Certification Form - Controlling Person
Investment Suitability Assessment Form - Corporate Account
Alert for US stock trading


Terms & Conditions for Securities Account / Futures Account

Agreement for Securities Trading Account (No Signature Required)
Agreement for Futures Trading Account (No Signature Required)
Additional Terms for Securities Margin Account (No Signature Required)

Fund Deposit/ Withdrawal Form

Fund Withdrawal Form
Client Fund Deposit Notice
Internal Fund Transfer Form


Stock Withdrawal/ Transfer Form

Securities Settlement Instruction Form (Receive/ Deliver)
Physical Withdrawal


Others

Change of Account Profile/ Change of Personal Particular
Application for Real Time Quotation Service
Account Closing Form
Internet Trading Service Maintenance Form
IPO Subscription Form
Application for Electronic Trading Service Cancellation of Electronic Trading Service
Cancellation of Third Party Authorization
Dealing Instruction
Proxy Corporation Representative Appointment Form
AE Declaration on Handling Vulnerable Client
Discretionary Account Agreement - Securities
Declaration on Witness Companion


Fees and Charges

Margin Levels for Futures Contracts – Current
Charges, Commission and Fees for Hong Kong Securities Market
Charges, Commission & Fees for Hong Kong Futures & Options (Fee charged per contract per side)
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