|
Type
|
Form
|
Supporting Documents
|
|
Securities Cash Account
|
- Account Opening Form (Corporate Account)
- Risk Disclosure Statement - Securities Trading Account
- FATCA - Self-Certification Form (Corporate Client)
- W-8BEN-E
- Agreement for Securities Trading Account (no signature required)
- Deed of Guarantee (Only for Off-shore Company)
- Guarantor Profile Information
- Self-Certification Form – Entity
- Self-Certification Form – Controlling Person
- Investment Suitability Assessment Form - Corporate Account
|
Certified True Copy of all docs:
- Certified copy of Certificate of Incorporation and Business Registration Certificate
- M & A of Association
- Board of Resolution
- List of Directors
- List of Shareholders
- Copy of identity card or passport of all company’s directors, shareholders
- List of Authorized persons with specimen signatures and Identity document
- Certified copy of recent annual report (applicable to HK registered companies)
For B.V.I. and other non-Hong Kong companies, please provide the following additional certified true copies:
- Copy of identity card or passport of all guarantor (Certified Copy)
- Certificate of Incumbency (issued within 6 months) (Certified Copy)
|
|
Securities Margin Account
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- Account Opening Form (Corporate Account)
- Risk Disclosure Statement - Securities Trading Account
- FATCA - Self-Certification Form (Corporate Client)
- W-8BEN-E
- Agreement for Securities Trading Account (no signature required)
- Additional Terms for Securities Margin Account (no signature required)
- Deed of Guarantee ( Only for Off-shore Company)
- Guarantor Profile Information
- Self-Certification Form – Entity
- Self-Certification Form – Controlling Person
- Investment Suitability Assessment Form - Corporate Account
|
|
Futures Account
|
- Account Opening Form (Corporate Account)
- Risk Disclosure Statement - Futures and Options Trading
- FATCA - Self-Certification Form (Corporate Client)
- W-8BEN-E
- Agreement for Futures Trading Account (no signature required)
- Deed of Guarantee (Only for Off-shore Company)
- Guarantor Profile Information
- Self-Certification Form – Entity
- Self-Certification Form – Controlling Person
- Non-Professional Self-Certification Form-Global futures
- Investment Suitability Assessment Form - Corporate Account
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Open Securities A/C with Futures A/C
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If open Securities A/C with Futures A/C, please sign the additional form as below:
- Authorization Letter for Client Money (For Securities Account with Futures Account)
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|
Online Service
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- Application for Electronic Trading Service
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